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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of requirements which implemented EU directives

As Published: 2006

PERG 10.4A The application of requirements which implemented EU directives

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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