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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

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IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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CREDS 2.2 General provisions

COBS 4.13 UCITS

PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 8.12 Exemptions applying to all controlled activities

CASS 5.5 Segregation and the operation of client money accounts

LR 15.5 Transactions

COLL 11.5 Auditors

BIPRU 7.7 Position risk requirements for collective investment undertakings

BIPRU 7.10 Use of a Value at Risk Model

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 13.5 Financial information in Class 1 Circulars

SYSC 4.1 General requirements

SYSC 18.3 Internal arrangements