Search Result

641 - 660 of 1307 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions