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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DISP App 3.5 Re-assessing rejected claims at step 1

As Published: 2017

DISP App 3.5 Re-assessing rejected claims at step 1

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

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CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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