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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales