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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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COLL 11.5 Auditors

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

PERG 12.3 Rights under a personal pension scheme

PERG 9.4 Collective investment scheme (section 235 of the Act)

SUP 12.9 Record keeping

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 16.6 Compliance reports

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

CASS 7.10 Application and purpose

SUP 16.17 Remuneration reporting [deleted]

SYSC 2.1 Apportionment of Responsibilities