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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

APER 3.2 Factors relating to all Statements of Principle

As Published: 2015

APER 3.2 Factors relating to all Statements of Principle

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

CONC 8.8 Debt management plans

As Published: 2014

CONC 8.8 Debt management plans

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

MCOB 4A.2 Adequate explanations

As Published: 2016

MCOB 4A.2 Adequate explanations

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

COBS 18.4 Stock lending activity

As Published: 2010

COBS 18.4 Stock lending activity

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

DISP App 3.3A The approach to considering evidence at step 2

As Published: 2017

DISP App 3.3A The approach to considering evidence at step 2

DISP App 3.7A Approach to redress at step 2

As Published: 2017

DISP App 3.7A Approach to redress at step 2

SYSC 22.6 Giving and updating references: additional rules and guidance

As Published: 2016

SYSC 22.6 Giving and updating references: additional rules and guidance

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business