Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2A.3 Guidance on RAP recognition requirements

PERG 3A.2 General issues

INSPRU 8.2 Special provisions for Lloyd's

PERG 13.5 Exemptions from MiFID

SUP 15A.1 Application and notifications under EMIR

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

PERG 9.11 Frequently Asked Questions

COLL 14.4 Income allocation and distribution

REC 3.25 Significant breaches of rules and disorderly trading conditions

GEN 6.1 Payment of financial penalties

EG 19.30 The Mortgage Credit Directive Order

MCOB 14.1 Handbook provisions which apply in respect of MCD article 3(1)(b) credit agreements

EG 19.1 Introduction

LR 12.5 Purchase of own securities other than equity shares

MAR 2.5 The Price Stabilising Rules: overseas provisions

PERG 16.2 What types of funds and businesses are caught?

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]