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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SYSC 19E.2 Remuneration policies and practices

GEN 2.2 Interpreting the Handbook

LR 8.7 Supervision of sponsors

FEES 9.2 PSR fees

LR 8.6 Criteria for approval as a sponsor

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

TC App 6.1 Accredited bodies

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme