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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 5.11 Position risk requirement

As Published: 2016

IPRU-INV 5.11 Position risk requirement

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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LR 6.7 Working capital

As Published: 2017

LR 6.7 Working capital

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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