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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers