Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

…

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

…

COBS 13.5 Preparing product information: other projections

As Published: 2007

COBS 13.5 Preparing product information: other projections

…

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

…

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

…

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

…

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 2.4 Agent as client and reliance on others

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

COBS 5.1 The distance marketing disclosure rules

COBS 6.1C Consultancy charging and remuneration

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

COLL 6.6B UCITS depositaries

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

COBS 20.5 With-profits governance

COBS 4.12 [deleted]

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration