Search Result

281 - 300 of 1594 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SYSC 4.7

As Published: 2015

SYSC 4.7

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy [deleted]

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose