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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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Similar To

SYSC 19C.3 Remuneration principles

LR 15.2 Requirements for listing

EG 15.3 Disqualification under section 345

REC 2.5 Systems and controls, algorithmic trading and conflicts

FEES 1.1 Application and Purpose

COLL 6.13 Record keeping

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 4.3 Appointment of actuaries

REC 2.3 Financial resources

LR App 1.1 Relevant definitions

COLL 4.1 Introduction

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 10C.10 Application for approval and withdrawing an application for approval

DTR 8.5 Supervision of primary information providers

SUP 15.2 Purpose

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

SUP 5.5 Duties of firms

EG 9.9 The effect of the FCA’s decision to withdraw approval

COCON 4.1 Specific guidance on individual conduct rules

PERG 9.1 Application and Purpose