Search Result

661 - 680 of 1077 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

REC 1.1 Application

As Published: 2005

REC 1.1 Application

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements