Search Result

361 - 380 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate