Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

…

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 5A.3 Specific requirements for OTFs

BIPRU 12.4 Stress testing and contingency funding

FEES 6.5A The retail pool

LR 6.5 Controlling shareholders

BIPRU 1.2 Definition of the trading book

REC 2.4 Suitability

MIPRU 4.2E Use of external credit assessments

IPRU-INV 14.1 APPLICATION

IPRU-INV 14 App 1 Interpretation

RCB 3.2 Annual confirmations of compliance and asset pool monitor

SUP 1A.4 Tools of supervision

LR 13.1 Preliminary

APER 4.5 Statement of Principle 5

COLL 2.1 Authorised fund applications

PERG 3A.1 Introduction

REC 2.7 Access to facilities

DTR 1C.2 Modifying rules and consulting the FCA

EG 5.1 Settlement and the FCA – an overview

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)