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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance