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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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LR 9.4 Documents requiring prior approval

As Published: 2021

LR 9.4 Documents requiring prior approval

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REC 3.26 Proposals to make regulatory provision

SYSC 4.4 Apportionment of responsibilities

EG 3.3 Reports by skilled persons (section 166)

SYSC 18.3 Internal arrangements

CASS 7.11 Treatment of client money

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

MCOB 4.4A Initial disclosure requirements