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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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PERG 2.5 Investments and activities: general

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 10A.13 Application for approval and withdrawing an application for approval

SUP 16.13 Reporting under the Payment Services Regulations

RCB 4.2 Enforcement powers and penalties

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 16.3 General provisions on reporting

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 2.12 Co-operation

EG 19.18 Counter-Terrorism Act 2008

EG 16.2 Disapplication orders

GEN 6.1 Payment of financial penalties

PERG 15.1 Introduction

SUP 15.11 Notification of COCON breaches and disciplinary action