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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

As Published: 2016

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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SUP 1A.2 Introduction

As Published: 2019

SUP 1A.2 Introduction

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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Similar To

MAR 7A.5 Requirements when acting as a general clearing member

EG 16.1 The FCA’s general approach to making disapplication orders

EG 16.4 The effect of a disapplication order

FEES 6.1 Application

SYSC 4.8

COND 2.4 Appropriate resources

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CASS 7A.2 Primary pooling events

SUP 18.2 Insurance business transfers

SUP 16.12 Integrated Regulatory Reporting

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

EG 6.4 Publicity in RDC cases

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COCON 1.2 Investments

EG 7.9 Suspensions of voting rights

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

EG 10.1 Introduction

EG 2.15 Decision making in the context of regulatory enforcement action

SUP 1A.2 Introduction

DEPP 2.2 Warning notices and first supervisory notices