Search Result

521 - 540 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

As Published: 2015

CONC 2.6 Conduct of business: debt counselling, debt adjusting and providing credit information services

LR 20.1 Application

As Published: 2010

LR 20.1 Application

COBS 4.12 [deleted]

As Published: 2007

COBS 4.12 [deleted]

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs