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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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LR 1.4 Miscellaneous

SUP 10A.5 Significant-influence functions

GENPRU 3.2 Third-country groups

MAR 8.2 Requirements for benchmark submitters [deleted]

COLL 4.3 Approvals and notifications

FEES 3.1 Introduction

PERG 8.33 Introducing

LR 8.3 Role of a sponsor: general

SUP 11.4 Requirements on firms

COLL 6.6B UCITS depositaries

MAR 10.1 Application

CONC 4.2 Pre-contract disclosure and adequate explanations

EG 16.2 Disapplication orders

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)