Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

…

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

MIPRU 3.2 Professional indemnity insurance requirements

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

FEES 8.1 Consumer Credit permissions

PERG 12.2 Establishing, operating or winding up a personal pension scheme

EG 19.27 Alternative Investment Fund Managers Regulations 2013

SUP 1A.4 Tools of supervision

SYSC 22.9 Records and transitionals

DISP 4.2 Standard terms

GEN 6.1 Payment of financial penalties

LR 14.3 Continuing obligations

SUP 16.13 Reporting under the Payment Services Regulations

FEES App 1 Annex 3 Emergencies [deleted]

SUP 10C.9 Minimising overlap with the PRA approved persons regime

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach