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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

As Published: 2016

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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LR 5.4A Transfer between listing categories

CASS 11.12 CASS 11 resolution pack

SYSC 10A.1 Application

LR 4.3 Approval and publication of listing particulars

REC 4.2F Information gathering power on FCA’s own initiative

MCOB 2.8 Record keeping

SUP 1A.1 Application and purpose

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

SUP 6.5 Ending authorisation

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 5.1 Application and purpose

CASS 10.2 Core content requirements

LR App 1.1 Relevant definitions

FEES 4.2 Obligation to pay periodic fees

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COLL 4.7 Key investor information and marketing communications

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

LR 7.2 The Listing and Premium Listing Principles

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974