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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

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MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

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SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

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MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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