Search Result

321 - 340 of 1554 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements