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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

EG 19.18 Counter-Terrorism Act 2008

As Published: 2016

EG 19.18 Counter-Terrorism Act 2008

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application