Search Result

361 - 380 of 1544 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

BIPRU 9.5 Synthetic securitisation

As Published: 2010

BIPRU 9.5 Synthetic securitisation

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting