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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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SUP 4.2 Purpose

SYSC 14.1 Application

PERG 4.1 Application and purpose

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

CASS 1A.2 CASS firm classification

COCON 4.2 Specific guidance on senior manager conduct rules

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

GEN 6.1 Payment of financial penalties

REC 2.2 Method of satisfying the recognition requirements

REC 2.4 Suitability

SYSC 19C.1 General application and purpose

REC 2.14 Rules and consultation

DEPP 6.6 Financial penalties for late and incomplete submission of reports

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

LR 13.2 Approval of circulars

REC 6.2 Applications

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 8.28 Advice or information

PERG 4.6 Advising on regulated mortgage contracts