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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

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SYSC 7.1 Risk control

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BIPRU 11.4 Technical criteria on disclosure: General criteria

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MAR 5A.8 Reporting requirements

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REC 3.25 Significant breaches of rules and disorderly trading conditions

SUP 17A.2 Connectivity with FCA systems

SUP 7.2 The FCA’s powers to set individual requirements and limitations and cancel Part 4A permissions on its own initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

MIPRU 2.3 Knowledge, ability and good repute [deleted]

APER 1.2 Purpose