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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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DISP 1.10B Payment services and electronic money complaints reporting

As Published: 2018

DISP 1.10B Payment services and electronic money complaints reporting

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LR 2.2 Requirements for all securities

MAR 10.5 Other reporting, notifications and information requirements

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

EG 3.9 Power to require information relating to potentially unfair etc terms and notices

DISP 3.8 Dealing with information

REC 6.3 Recognition requirements

DTR 1C.1 Application and purpose (Primary information providers)

EG 19.19 Insurance Accounts Directive (Lloyd’s Syndicate and Aggregate Accounts) Regulations 2008

SUP 11.4 Requirements on firms

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

EG 19.17 Regulated Covered Bonds Regulations 2008

LR 3.3 Shares

SUP 10A.8 Systems and controls functions

COLL 4.5 Reports and accounts

DTR 8.2 Approval as a primary information provider

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

EG 16.2 Disapplication orders

CONC 11.1 The right to cancel

DISP 1.10B Payment services and electronic money complaints reporting