Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

…

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10A.8 Systems and controls functions

FEES 4.2 Obligation to pay periodic fees

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

EG 19.30 The Mortgage Credit Directive Order

PERG 15.7 Transitional provisions [deleted]

COLL 12.3 EEA UCITS management companies

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 5.4 The business test

GEN 6.1 Payment of financial penalties

SYSC 19B.1 Application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

SUP 8.3 Applying for a waiver

CASS 1A.3 Responsibility for CASS operational oversight

PERG 13.3 Investment Services and Activities

GENPRU 3.2 Third-country groups

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 5.2 When settlement decisions may take place

REC 4.3 Risk assessments for UK recognised bodies