Search Result

321 - 340 of 1698 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

As Published: 2013

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

DEPP 4.2 Urgent statutory notice cases [deleted]

As Published: 2011

DEPP 4.2 Urgent statutory notice cases [deleted]

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose