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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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COCON 4.1 Specific guidance on individual conduct rules

LR 5.2 Cancelling listing

LR 13.8 Other circulars

LR 9.2 Requirements with continuing application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 16.12 Integrated Regulatory Reporting

EG App 3.6 COPFS

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CASS 1A.3 Responsibility for CASS operational oversight

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COND 2.3 Effective supervision

SYSC 19D.3 Remuneration principles

CASS 7.19 Clearing member client money sub-pools

DTR 8.5 Supervision of primary information providers