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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

LR 16.4 [deleted]

As Published: 2007

LR 16.4 [deleted]