Search Result

261 - 280 of 1494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2015

COBS 4.10 Systems and controls and approving and communicating financial promotions

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units