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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 4.10A Activities within scope of the Mortgage Credit Directive

As Published: 2015

PERG 4.10A Activities within scope of the Mortgage Credit Directive

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or FCA registered tied agents

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose