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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

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CONC 8.1 Application

As Published: 2014

CONC 8.1 Application

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2017

IPRU-INV 12.1 APPLICATION AND PURPOSE

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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