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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

COND 1.1A Application

As Published: 2013

COND 1.1A Application

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2008

COLL 8.6 Termination, suspension, and schemes of arrangement

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order