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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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CREDS 3A.2 Shares and deposits

As Published: 2016

CREDS 3A.2 Shares and deposits

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EG 2.15 Decision making in the context of regulatory enforcement action

As Published: 2016

EG 2.15 Decision making in the context of regulatory enforcement action

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EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

As Published: 2016

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

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PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

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REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

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SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

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Similar To

APER 4.6 Statement of Principle 6

COBS 8.1 Client agreements: non-MiFID designated investment business

DISP App 3.7A Approach to redress at step 2

DTR 1A.3 FCA may require the publication of information

MAR 5A.8 Reporting requirements

MIPRU 1.2 Actions for damages

REC 4.2F Information gathering power on FCA’s own initiative

DTR 1.5 Fees and sanctions

EG 2.4 Case selection: Unauthorised business

MAR 4.1 Application and Purpose

EG 2.11 Senior management responsibility

SUP 10A.7 FCA required functions

EG 19.24 Cross-Border Payments in Euro Regulations 2010 [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

CREDS 3A.2 Shares and deposits

EG 2.15 Decision making in the context of regulatory enforcement action

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

PERG 9.5 The property condition (section 236(2) of the Act)

REC 3.17 Inability to discharge regulatory functions

SUP 10A.16 How to apply for approval and give notifications