Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

COLL 9.3 Section 272 recognised schemes

APER 4.4 Statement of Principle 4

LR 3.4 Debt and other securities

PERG 15.4 Small payment institutions, agents and exempt bodies

PERG 7.3 Does the activity require authorisation?

FIT 2.1 Honesty, integrity and reputation

SUP 16.10 Verification of firm details

DTR 6.4 Disclosure of Home State

FEES 6.5 Compensation costs

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.4 Invitation or inducement

REC 2.7A Position management and position reporting in relation to commodity derivatives

PERG 2.2 Introduction

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

CASS 3.1 Application and Purpose

PERG 5.11 Other aspects of exclusions

CONC 3.1 Application

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk