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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SYSC 4.8

As Published: 2015

SYSC 4.8

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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SUP 10A.17 Further questions [deleted]

As Published: 2020

SUP 10A.17 Further questions [deleted]

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

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REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

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