Search Result

141 - 160 of 1187 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers