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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

As Published: 2006

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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MCOB 7.4 Mortgages: disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Mortgages: disclosure at the start of the contract

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MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

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EG 12.4 Liaison with other prosecuting authorities

DTR 5.9 Filing of information with competent authority

CASS 3.1 Application and Purpose

MAR 1.3 Insider dealing

COBS 15.4 Effects of cancellation

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

COBS 9.6 Special rules for giving basic advice on a stakeholder product

COBS 2.1 Acting honestly, fairly and professionally

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

MCOB 7.5 Mortgages: statements

CASS 8.1 Application

COBS 10.2 Assessing appropriateness: the obligations

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme