Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

…

LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

…

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

…

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 6.1 Application

DTR 4.1 Annual financial report

CASS 9.3 Prime brokerage agreement disclosure annex

COBS 2.1 Acting honestly, fairly and professionally

CASS 7A.2 Primary pooling events

TC App 4.1 Appropriate Qualification tables

IPRU-INV 5.1 Application

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

FEES 6.3 The FSCS's power to impose levies

SUP 10A.5 Significant-influence functions

CREDS 7.2 General requirements concerning lending policy

SYSC 2.1 Apportionment of Responsibilities

PERG 8.3 Financial promotion

COLL 8.6 Termination, suspension, and schemes of arrangement

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

DISP 1.4 Complaints resolution rules

LR 13.7 Circulars about purchase of own equity shares

DISP 3.3 Dismissal without consideration of the merits and test cases

MAR 9.2 Authorisation and verification