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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2019

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

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MAR 5.1 Application

As Published: 2007

MAR 5.1 Application

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SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

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MAR 5.6A Suspension and removal of financial instruments

GEN 2.1 Introduction

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MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

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DTR 5.8 Procedures for the notification and disclosure of major holdings

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IPRU-INV 5.8 Calculation of own funds and liquid capital

EG 11.3 The FCA’s choice of powers