Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

…

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.1 Introduction

IPRU-INV 5.4 Financial resources requirement

DEPP 6A.1 Introduction

EG 3.7 Investigations to assist overseas authorities (section 169)

INSPRU 8.2 Special provisions for Lloyd's

RCB 3.2 Annual confirmations of compliance and asset pool monitor

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 9.6 The investment condition (section 236(3) of the Act): general

MAR 5.3A Systems and controls for algorithmic trading

EG 16.4 The effect of a disapplication order

SUP 15.6 Inaccurate, false or misleading information

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

FEES 5.9 [deleted]

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SUP 15.9 Notifications by members of financial conglomerates