Search Result

241 - 260 of 1602 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.6 CRD IV [deleted]

As Published: 2007

PERG 13.6 CRD IV [deleted]

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose