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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CONC 7.6 Exercise of continuous payment authority

As Published: 2014

CONC 7.6 Exercise of continuous payment authority

REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls